Volatility and disruption is the new normal and extreme risks are manifesting themselves at an alarming rate. Firms need to be aware of emerging risks and to take these extreme but plausible risk events into consideration as part of the strategic planning process. This presentation will discuss emerging risks and how to build a framework to help manage them.
Head of Financial Risk Management, TD Ameritrade
Joe is a Managing Director at TD Ameritrade where he is the Chief Risk Officer for TD Ameritrade, Inc., TD Ameritrade Clearing, Inc., TD Ameritrade Futures and FX, LLC, as well as being the head of Enterprise Risk Services. Prior to heading Enterprise Risk Services, he was the head of Financial Risk Management, Financial Markets Services Group, and Corporate Risk Management. Joe is also an adjunct professor at New Jersey City University.
Prior to joining TD Ameritrade Joe held several senior risk management positions within Fidelity Investments at both Fidelity Employer Services Corporation and Fidelity Brokerage Company. Joe previously had been the Head, New Business Operations, UBS AG, and the Regional Head Americas / Deputy Global Head of Operational Risk at Deutsche bank AG, a position he assumed from heading the Business Risk Management for Deutsche Bank’s Corporate Trust and Agency Services business. Prior to joining Deutsche Bank, Joe had been a Bank Examiner with the FDIC and served as a United States Marine.
Joe has an MBA in accounting and international business from New York University, Stern School of Business, a BS in finance from St. John’s University, Tobin School of Business, and a Certificate of Professional Development for Strategy from the Wharton School of Business.